CHAPTER
ONE
GENERAL BACKGROUND
1.0
Introduction
Language is either
natural or created by humans: deliberately or unintentionally. Africans are very
fast in creating languages. A good example is a quick easy revision made by
Africans to the Queen’s English in order to make it better tuned to their
society and more convenient for their use. Of course this forms the term called
“Pidgin”
In the formal times,
Pidgins and Creoles were often denoted with pejorative expressions like
‘TokPisin' in Papua New Guinea, ‘broken’ in Nigeria, ‘bastard
Portuguese’ in Portugal, ‘Nigger/Negro’ in France, ‘cookhouse lingo’, ‘kitchen
language’, ‘coolie language’ aside others.
However, for the
purpose of this essay, the Nigerian Pidgin has been isolated for close study
and analysis...most especially the Warri variant. This long essay is a
researched work which presents some aspects
of Pidgin morphosyntax.
Of course we are not of the opinion of whether the Nigerian Pidgin is a
language or not, or if it is a language that can be accepted in some social
setting and not in another. Our central concern is to examine the morphosyntactic
features embedded in this English variant: Pidgin.
The project carries
five chapters in all. In this chapter, we present the general introduction to the
case study: Nigerian Pidgin,
featuring the general background, the historical background, the genetic
classification, which includes
their common way of life (culture) and their belief. It also gives a brief
explanation of the scope of the study, methods of data collection, and
subsequently a brief review of the chosen framework.
1.1
Background of the study
The concept of pidgin cannot be divorced from
a multilingual society. Decamp (1987:175) describes pidgin as an “incidental
communicative language within a multilingual setting...” Its vocabulary
according to him, is “donated by the socio-politically dominant language in
the original contact
situation, most especially,
with the European
imperialists.”
Balogun 2012:91 describes the Nigerian Pidgin
English (henceforth NPE) as a term used denoting “…English based pidgin; a
marginal language used among Nigerians to facilitate communication needs in
certain interaction contexts. Like any other pidgin language in other cultural
climes where the language is not native to its users. NPE is contact language
that emerged from the fusion of indigenous languages and the foreign language
(English).” That is a coalition occurs between the superstrate English and the
substrate indigenous Nigerian languages such as Warri, Yoruba, Igbo, Hausa,
etc. The grammatical structural rules and vocabularies are reduced to ease its
speakers of the ‘stress of English communication standards’.
NPE is a blend of English and ethnic Nigerian
languages spoken and operating as a kind
of lingua franca across Nigeria. It is estimated that pidgin is the native
language of approximately 3-5 million people mainly concentrated in the Niger
delta region and is a second language for at least another 75 million Nigerian
people. {top10ng.com>Home>Culture}
NPE, not an official language but rather a marginal language used to communicate
most especially among speakers who cannot speak each other’s language.
Each of the 500 or more, ethnic groups in Nigeria can converse in this
language, though they usually have their own additional words. For example, the
Yoruba's add the words 'Şé' and 'À̀̀̀̀bí' to the language. These are often
used at the start or end of an intonated sentence or question. For example,
"You are coming, right?" becomes "Şé you dey come?" or
"You dey come àbí?" Another example the Igbo added the word,
"Ńnà" also used at the beginning of some sentences to add effect to
the meaning of their sentence. For example, "that test was hard"
becomes "Nna men, dat test had no be small".
The chat below shows a brief illustration:
Lexical source
|
NP lexical item
|
Meanings
|
||
|
|
|
||
Nigerian English
|
go slow
machine
watchnight
houseboy
upstair
|
hold up
motorcycle/new car
night watch man
male servant
storey building
|
||
Igbo
|
ókóró
ínyángá
ògógóró
ogbánjé
bíkó
Una
{from the word ”unu”}
|
an Igbo man
show off
locally brewed gin
reincarnated birth
please
you
people
|
||
Hausa
|
ádámú
wáláhí
námá
ábóki
káyá
|
a foolish person
believe me/I swear
meat
friend
luggage
|
||
Yoruba
|
tókúmbò
ibéji
ábí
kílódé
bùbá
ásháwó
|
a fairly used item
twins
Isn’t it
what’s the matter
loose blouse
prostitute
|
||
Warri slang
|
tómáshánkó
yáwá
càsàlè
mùmú
kòló
kpómkpì
|
locally brewed gin
problem
trouble
a foolish person
mentally deranged
calm down
|
||
1.2 Varieties of Nigerian Pidgin
Obiechina (1984), Elugbe (1995)
and Egbokhare (2001) are unanimous in their opinion that the NPE came
into Nigeria through the coast. Different pidgin variants have been
noticed on Nigeria – Obiechina’s version shall be
considered because the writer considers the meticulousness of the writer in
compartmentalization of Nigerian pidgin into variants as exhaustive and
critical. Below is a diagram which summarizes Obiechina’s classification
of the NPE; the variants identified are five, namely: Bendel, Calabar, Lagos, Kano/Maiduguri and Port
Harcourt variants.
(i) Bendel Variant
(ii) Kano/Maiduguri Variant (iii)Calabar
variant
(iv)Lagos Variant
(v) Port
Harcourt Variant
A variant is characterized
by a preponderant influence of its substrate language on the form and usage of
that variant. A variant popularizes vocabularies
from a substrate language including their pronunciation, spelling, usage and
meaning beyond the territory of the original speakers.
Recently,
NPE development has been particularly evident in the Big cities and more
conspicuous in the southern part of Nigeria particularly what people would call
“raw Pidgin”. Although the Nigerian Pidgin varies from place to place and
people to people, the Pidgin variety found among the Warri people will be our
point of emphasis.
1.3 Overview
of Warri History
Warri history is rather interesting since
Warri is among the very few Nigeria cities with a multicultural landscape. The
present population of Warri consists of numerous west and central African
people, including ethnic groups like the Urhobos and Itsekiris. Warri is
located in Nigeria and is known for its religious tolerance. The city is among
the biggest oil-producing sites in the African continent. It has developed into
a prominent Nigerian metropolis.
Being a strategically located port along the
Niger River, Warri rose to prominence during the 15th century. This is when the
Portuguese occupied the city and started using it as a trading port. At the
time, Warri was under the rule of Benin kings. With its economic progress, the
city evolved as a trading port for slave traders.
Warri was once a provincial capital to British
rule. The Lagos and Protectorate of Southern Nigeria was formally united as
Colony and Protectorate of Southern Nigeria on 28 February 1906 and Walter
Egerton was appointed as the Governor of new Colony and Protectorate of
Southern Nigeria, holding office until 1912. In the new Southern Nigeria, the
old Lagos Colony became the Western Province, and the former Southern Nigerian
Protectorate was split into a Central Province with capital at Warri and an
Eastern Province with capital at Calabar.
Warri was then established as a provincial
headquarters by the British in the early 20th century. There have been a tremendous growth in
the population; it has grown from being a rural area to an urban area. The
Warri Kingdom is a traditional state with the Olu (king) of Warri as the
paramount ruler of the Kingdom. The current Olu of Warri is His Majesty,
OgiameIkenwoli and he was crowned on 12th December, 2015 at Ode-Itsekiri (Big
Warri), the ancestral home of Itsekiri nation.
The Portuguese control over Warri weakened,
and it eventually became a part of Britain’s colonial territories in Africa.
The colonial history of Warri led to the development of a unique dialect that
is still prevalent in the city. It can be best described as a blend of English
and African dialects, sprinkled with some Portuguese phrases.
Location
Warri is the city in Delta of the River Niger in south part of Nigeria.
Well known as “oil” city it has many sights and places to keep traveler visit
the place. People usually come here for business since all the oil companies
are located here. Warri sights are located all around the city so tourists can
just grab a map and start exploring. The local tourist offices are located in
few places in the city so tourists can get all the necessary information.
Warri is one of Nigeria's oldest riverine towns. It is situated on the
banks of the Lower Niger delta which is presently a part of Delta State. The
town is is located roughly halfway between Lagos and Port Harcourt. It is an
important sea port and a very busy town.
The town is very popular amongst Nigerians as an oil-producing town.
Most of the foreign and indigenous oil companies operating in Nigeria have
offices in Warri. Shell, Chevron and Agip take active part in the Crude Oil
exploitation activities going on in this southern town.
1.3 Sociocultural
Information about the Pidgin Speakers
The major ethnic groups in the town are the Urhobos, Itsekiris, Ijaws,
Isokos and Ibuzos (Igbo-speaking ethnic group in Delta State). Indigenes of
Warri are popularly referred to as Wafarians. There are more women than men in
this town. They have an annual fishing festival that includes
masquerades, fishing, swimming contests and dancing. There is also an annual,
two-day Ohworhu festival in the southern part of the Urhobo area at which the
Ohworhu water spirit and the EravweOgangaare displayed. The king in an Urhobo
clan or kingdom is called the Ovie. His wife the queen is called Ovieya and his
children OmoOvie (child of the king also known as prince and princess). Often
nowadays, these names are also given to children without royal heritage by
their parents. A number of Urhobo sub-groups have other titles other than Ovie,
for example, the Okpe called their traditional ruler Orogie and Olomu called
theirs Ohworode and Okere-Urhobo theirs Orosuen.
Predominant Occupation
The major occupations
here are fishing, canoeing and some sheep farming. This is because most
of their histories, mythologies, and philosophies are water-related.
Major/common diet
As with most tribes or cities in Nigeria, a
certain food is considered to belong to or originate from a particular tribe.
For example pounded yam and egusi soup is from the Igbos, Eba; and Ogbono soup
(made from Irvingiagabonensis and sometimes referred to as Ogbolo soup by
people of Esan or Etsakor descent). For the Urhobos there are two foods
considered Urhobo in nature. They are: Ukhodo (a yam and unripe plantain dish
sometimes cooked with lemon grass and potash) and ‘starch’ (the actual name of
this staple is not often used) Oghwevwri (emulsified pam oil soup). The starch
is made from cassava plant. It is heated and stirred into a thick mound with
palm oil added to give the starch its unique orange-yellow colour. Oghwevwriis composed of smoked or dried fish, bush meat,
unique spices, potash and oil palm juice. Other palm nut oil soups include amiediand banga soup, often eaten with usi (food) and or garri. Banga is made from palm kernel. Other culinary delicacies
include: Iriboto, Iriberhare, and Okpariku.
Religious practice
Before the introduction of Christianity in the 16th century,
like many other African groups, the Wafarians were largely after the
traditional religion. Itsekiri for instance followed a form known as
Ebura-tsitse (based on ancestral worship) which has become embedded in modern
day traditional Itsekiri culture. Once the dominant form of Western
Christianity in Itsekiri land for centuries, only a minority of Itsekiri are
Roman Catholics today whilst the majority are protestants notably Baptist and
Anglican.
Marriage
Marriage ceremony in Warri, most especially in Urhobo and Itsekiri are
marriages that goes beyond the couples directly, but embracing the extended
families of the spouses. This is so because the families play
very central roles in ensuring the success of the marital relationships from
the time of courtship through the marriage negotiations to the contracting of
the marriage.
Divorce is rare; Urhobo
traditional marriage in an instance endures beyond the life of the husband. In
fact, it is the wife’s life span. This is due to the fact that on the death of
the husband, the wife is passed on to a member of the husband’s family for
continued marriage. This custom provides emotional and financial stability, and
continuity of the marriage
Mode of dressing
The Wafarians are usually dress by tying a Georgian wrapper and wearing
a lace shirt with a cowboy hat and a walking stick and beads are worn on the
heads and neck. The women also tie two wrappers with lace blouse,
Political/traditional admin
The system of government that is commonly practiced in Warri are
plutocracy and gerontocracy. While plutocracy stands for the government by the
rich and the wealthy, gerontocracy is a system of government by the elders,
based on age grade system in the community.
Urhobo politics and
government structure for instance occur at two levels (a) kingdom level (b)
town level. Men and women in Urhobo are organized either by elders based on the
age-grade system (gerontocracy) and based on rich and wealthy (plutocracies).
An outline of Urhobo indigenous government and politics has the titles: Ovie
(king) which is the highest political figure in the kingdom. He is the symbol
of hus kingdom, culture and of his royal predecessors. His councellors are
Otota (Speaker), Ohoveworen or Okakoro, addressed collectively as Ilorogun(singular: Olorogun).
Other title holders are the executioners (Ikoikpokpo)
and warriors called Ogbu. There are
other political titles peculiar to the different kingdoms. The judicial aspect
of government among the Urhobo places a clear distinction between civil and
criminal offences which ensure justice to the parties concerned.
Naming
Every
Urhobo name given to a child has a meaning attached to it. The Urhobos believe
that a child lives up to the meaning of the name he/she bears.Urhobo parents
are therefore very careful of the names they give to their children. Urhobo
names have deep meanings, many Urhobo names have spiritual or religiNous
significance.
Examples
of some Urhobo names are; Oghenefejiro (God is praiseworthy), Erhiaganoma
(Guardian spirit overpowers the body.
1.4 The Scope and organization of the
study
This research work concerns itself with the
descriptive analysis of the morpho-syntax structure of the NPE. It addresses aspects such
as morphemic structure of the language, the basic word order; the morphological and syntactic processes
and their modes of operation, as well as the linguistics interaction between
NPE’s morphology and syntax as explained by some morpho-syntactic processes.
There are five chapters in allwhereby chapter one aims
at the background of the study which is the introductory aspect of the research
work. This invariably includes the general Introduction to the study, the historical
background of NPE. Relevant socio-cultural profiles of the speakers of NPE are
provided, the genetic classification, the scope and organization, the research
analysis, data collection and theoretical framework, data collection, data
analysis, and brief review of chosen framework.
Chapter two is basically the general review of
literature on various concepts of basic morphology and syntactic concepts
within the framework of this research, revising concepts such as, types of
morphemes, phrase structure rules, lexical categories, basic word order,
sentence types, since it is considered as the relevant and appropriate theory
upon which the research work can be based. With this perspective, the
principles of this theoretical model are examined as they relates to the Morpho-syntactic
phenomena in the Nigerian Pidgin
English.
Chapter three presents the morphological and
syntactic conceptsof the Nigerian Pidgin
English.
Chapter four of this work critically and
systematically addresses the core segment of the study, that is, the aspect of
morpho-syntax of the Nigerian Pidgin
English. Elicited data are presented, analyzed and the findings are
summarized.
Finally, the concluding chapter,
that is, chapter five summarizes the whole research work and provides relevant
recommendations that will benefit potential linguistics researchers and other
curious minds about the structure of human languages.
1.5 Data
Collection and methodology
Unlike
some other levels of linguistic analysis which are phonology and morphology,
data collection in syntax or syntax related interphases such asphonosyntax and
morphosyntax do not involve the use of isolated word-list. It is rather a list
that consists of meaningful, grammatical, and acceptable utterances or
sentences. And they are presented in the forms of phrases and/or clauses.
Therefore,
frame technique was rather used instead for wordlist in collecting relevant
syntactic data on the Nigerian Pidgin English. The importance of this frame
technique lies in the fact that it is easier for the researcher to determine how
constituents are strung together to form meaningful sentences within a
particular context. However, this isn’t possible in the sense where such a word
or constituent occurs in isolation or out of context, in this case, the
wordlist and frame technique are both used.
Linguistic
data for this study is the compilation of video clips of (the Warri centered) Nigerian
comedians such as JephtaBowoto (aka Akpororo), Ayo Makun (A.Y), and AboviUgboma
(BOVI). Enough corpus and significant data relevant to the research is provided
revealing both translational and non-translational elicitation where necessary.These comedians were raised in Warri
which therefore helped their proficiency in the Warri variety of Nigerian
Pidgin. Data collection from the performance of the aforementioned comedians
was chosen because of their free unconscious expressions which is capable of
revealing raw Pidgin utterances.
1.6
Theoretical framework
The
morphosyntactic features of the Nigerian Pidgin will be surveyed and viewed
from the perspective of Government and
Binding theory (GB). This theory was initially developed by Chomsky in his
book: Lectures on Government and Binding,
1981. This theory is in a sense, the descendant of transformational
generative grammar (TG); in fact, one feature of government and binding theory
that distinguishes it from other theories is that, it makes use of
transformational operation of the ideas of government and binding theory either
after or in some cases turn around completely their apparent counterparts in
earlier theories like transformation generative grammar. (Sell 1985:19)
Government
and binding theory, which is otherwise known as principles and parameters theory
is a modular deductive theory of grammar, which posits multiple levels of
representation related by the transformational rule called move alpha (move-α)
(Chomsky 1987). The application of move alpha is constrained by the
interactions of various principles and parameters or modules, these modules are otherwise known as sub-theories of GB syntax.
Government and binding
theory is an interlocking arrangement of sub-theories that interact in many
different ways in the analysis of human languages. Proponents of GB theory
(Government and Binding) often maintain that there is no such thing as rules of
language but only the principles and parameters, whose values may vary from one
language to the other, do exist with specified limits. This theory has been
chosen because it makes universal claims about natural languages, i.e. it
explains the systems, practices, conditions and rules that are elements or
properties of all human languages. Government and binding theory captures the
similarities in natural languages by assigning to them the same structure
rather than the case of transformational generative grammar.
In
essence, aspects of Pidgin morphosyntax will be analyzed under the government
and binding theoretical framework.
1.7
Brief review of the chosen framework
GB theory carries over certain aspect of
the deep structure into the surface structure through the process of
transformations or movement technically termed as move-alpha (move -α).
According
to Andrew Radford (1988:419) “This theory was developed to correct the lapses
of transformational generative grammar”. He also stated that, “transformation
is the rule that deals with the act of changing the structure of one sentence
to another. Transformations are supplementary rules to the phrase structure
rules. The output of the phrase structure rules is the input of
transformational rules”.
GB theory captures the similarities
which exist between different categories of lexical phrases by assigning the
same structure to them rather than having different phrase structure rules for
VPs, AdjPs and NPs as postulated by transformational generative grammar. Unlike
in TG, GB theory is a modular deductive theory of grammar. The modules of
grammar otherwise known as sub-theories, operate in a modular form, i.e. they
are inter connected.
Below
is the modular theory of grammar that confirms the interlocking nature of the
GB theory.
X-BAR
THEORY
|
D-STRUCTURE
|
PROJECTION
PRINCIPLE
|
LEXICON
|
θ – THEORY
(θ – CRITERION)
|
Move
– α
(Bounding)
|
S-STRUCTURE
|
CASE-THEORY
(CASE
FILTER)
|
PHONETIC FORM
|
LOGICAL FORM
|
Adapted from Sells
(1985) and Cook (1988)
|
The above diagram shows that, no part of
the GB theory can be considered in isolation from the rest.
THE SUB-THEORIES OF G.B.
Chomsky postulates a set of
interacting sub-theories each of which deals with some control area of
grammatical enquiry. Each of these
theories comprises a principle or set of principles, and each of these may be
subject to parametric variation. That is
to say, it is assumed that the grammar of languages vary in, only finitely,
many ways with respect to the domain covered by a given sub-theory.
All these sub-theories of G.B.
theory operate in a modular form.This theory itself is referred to as a modular
deductive theory of grammar. The
sub-theories are the following:
i.
X-BAR Theory
ii.
Theta (θ) theory
iii.
Case theory
iv.
Binding theory
v.
Bounding theory
vi.
Government theory
vii.
Control theory
X-bar Theory
X – Bar syntax replaces large
numbers of idiosyncratic rules with general principles. It captures properties
of all phrases and its bases on lexicon.
The principle is that a phrase always contains a head of the same type.
It defines the possible phrase
structure configuration of language in general.
The control notion is that each of the major lexical categories (Noun,
Verb, Prepositions and Adjectives) is the head of a structure and it is dominated
by a phrase, (verb (VP), Noun phrase (NP), preposition (PP) and Adjective (AP))
it comes after other possible constituents in the example below.
NP
Spec N1
N0
Det
That house
Projection Principle
Chomsky (1981:29) states that
(representation at each syntactic level is projected from the lexicon) in that
they observe the sub categorization properties of lexical items; projection
principles requires lexical properties to be projected to all levels of
syntactic representation i.e. a lexical item projects from its zero bar level
to one (single) bar level, which is optional, then to double bar level. The zero bar level is referred to as the core
projection level, the single bar level is referred to as the intermediate projection
level and the double bar level is referred to as the maximal projection
level.The illustration is shown below:
XII Maximal projection level
XI Intermediate projection level
X0 Core projection level
Horrocks (1987:99) states that X-bar
theory tells us that a lexical head (X) and its complements form a constituent
(XI) and that any specifier of this forms a high level of
constituent (XII).
Thus:
XII
Spec XI
X0 Comp
The lexical entry projects onto the
structure of the sentence, and its influence ceases at the double bar
level. Another feature that makes
generalization rule possible in X-bar theory is the concept of head. The notion of head of a phrase is called the
principle of head parameter.
The Principle of Head Parameter
The principle of head parameter
specifies the order of elements in a language.
The basic assumption of head parameter is that sentences may be broken
into constituent phrase and structural grouping of words. Stock well (1981:70) says that the parametric
variation between language according to whether the position of the head is
first or last with respect to its complement is called head parameter. In other words, all phrases have heads of a
related and possible complement along with some others like its specifiers.
Lamidi (2000:105) says that the head
is the keyword in a phrase and the word can be pre or post modified. In essence, the head of a phrase is very
important in X-bar theory and the head of the phrase to the right or left of
the hand is known as head parameter.
That
is, head first:
X X0
Complement
XI
X0 Comp
Or head last:
XIComplement X
XI
Comp X0
To accommodate specifiers, it
requires second level of structure putting the levels of specifier and
complements together, the order of the head and specifier could be set
separately from the order of the head and complement. Thus
XII spec x
XI X0 comp
XII
Spec XI
X0 Comp
All we have been discussing on X-bar
(phrase structure) are lexical phrases
and the type of head in lexical phrases is related to word classes. Lexical phrases invariably have heads that
are lexical categories linked to lexical entries.
Another type of phrase is the
functional phrase. Functional phrases
are the phrases that are built around functional heads – functional phrases
invariably have heads that are linked to functional elements. The functional phrases include inflection
phrases (IP).
The top levels of the sentence have
been unified with the rest of X-bar theory. The maximal level of a sentence is
called inflection phrase (IP) in X-bar theory.
IP consists of specifier and II, II in turn
consists of I and a complement thus:
IP spec II
I I comp
IP
Spec II
I Comp
Other functional
phrases includes complementizer phrase (CP)
CP spec CI
CI C IP
CP
Spec CI
C IP
Determinant phrase (DP)
DP spec D
DI D NP
DP
Spec DI
D
NP
Theta (θ) Theory
Theta
theory is concerned with the assignment of what Chomsky calls ‘Thematic roles’
to sentential constituents. It is similar to semantic roles such as agent,
patient (or theme), beneficiary etc. It
is assumed that theta-roles are assigned to the complements of lexical items as
a lexical property. The NP complement
(direct object) is assigned to the role of patient; the PP complement is
assigned the role of locative while the subject NP or the sentence is assigned
the agent role. Kristen (1991:493) states that θ theory deals with the
functional relationship between a predicate and its arguments: a predicate is
said to assign theta-role to each of its arguments.
The
main principle of θ theory is the ‘θ-CRITERION’ which requires each thematic
role to be uniquely assigned i.e. each constituent denoting an argument is
assigned just one θ role and each θ role is assigned to just one argument
denoting constituent. For example:
Ahmed
went to the market by car.
IP
Spec II
NP I VP
N1 TNS AGR
(Past) spec VI
AGENT
N0 V NP PP
N1 PI NP
Location N0 P0 NI
N0
Ahmed go market by car
In
the illustration above, verb phrase assigns agent role to the subject NP.
Verb
assigns patient role to the object of the verb and preposition assigns locative
role to its NP.
Case Theory
Kristen (1991:496) states that ‘case
theory regulates the distribution of phonetically realized NPs by assigning
abstract case to them. It deals with the
principle of case assignment to constituents. Chomsky assures that all NPs with
lexical contents are assigned (abstract) case.
Case is assigned by a set of case assigners to the governed. Horrocks (1987) says the basic idea is that
case is assigned under government i.e. the choice of case is determined by the
governor in any sentence. For instance,
a lexical head X may be said to govern its sisters in X-bar and certain lexical
heads also have the power to case mark certain
of their complements.
Thus:
NP
subject is assigned normative by INFL; verb assigns accusative case to object
of the verb while preposition assigns oblique case to its object. Let’s use
this English sentence as an example.
Kunle
gave biscuit to Tayo
IP
Spec II
NP I VP
NI
TN AGR
(past) spec
VI
N0 V PP
V0 NP
Spec PI
NI P0 NP
NI
N0 N0
Kunle give biscuit
to Tayo
One of the most important principles
of case theory is CASE FILTER, which states that any s-structure that contains
an NP with lexical context but no case is ungrammatical.
Binding
Theory
The
binding theory is one of the most important constructs in the system. It is
primarily concerned with the conditions under which NPs are interpreted as
co-referential with other NPs in the same sentence. According to Cook (1988:46;
49), binding theory deals with whether expression in the sentence may refer to
the same entities as other expression. Binding theory is basically concerned
with the same issue of how pronouns and other types of nouns relate to each
other but extends the antecedent-pronoun relationship to other categories. The
theory also describes when different expressions may be co-indexed i.e. when
‘her’ or ‘herself’ may refer to the same person e.g. ‘Tolu killed herself.’
‘Herself’ is bowed to ‘Tolu’ and has the same index. For the purpose of binding
theory, NPs that are arguments are assumed to fall into one of the three
categories listed below:
i.
Anaphors
ii.
Prenominals
iii.
Referential expressions
The
Anaphors are NPs whose reference is necessarily
determined sentence-initially and which cannot have independent reference. In
English, reflexive and reciprocal pronouns fall into this class e.g. “herself”
must be taken as referring back the individual demoting (female) in a sentence
e.g. The girl projected herself well.
Prenominals:
are NPs that specifies lexical contents and have only the features person,
number, gender and case; unlike anaphors, they may either refer to individuals
independently or co-refer to individual already named in a given sentence e.g.
the prenominal “He” may refer to an individual mentioned in a sentence or some
other individuals not mentioned at all. Example (i) and (ii) illustrate this:
(i) Noam
Chomsky says he is a genius
(‘He’
refers to individual denoted in the sentence)
(ii) Noam
Chomsky believes him to be genius
(‘Him’
referring to individual not denoted in the sentence)
Referential
Expressions: (R. expression) as the name implies
are noun phrases with lexical hands which potentially refer to something.
Co-reference is excluded here.
E.g. Tunde says Tunde must be
promoted. Even the same name is used twice; the most natural interpretation is
one where two different people are involved as above. However,
co-referentiality is also possible in a limited case. The locations of
antecedents that count for Binding theory are defined in three binding
principles:
A: Anaphors must be bound in their local
domains
B: Prenominals must be free in their
domain
C: Referential expression must also be
free
The
term, bound in principle A is based on the principle and co-indexing. Thus α
binds β: if and only if
(1) α
c-commands β
(2) α
and β are co-referential
In principle B, the term free simply
means not bound. Principle C refers to elements such as names and other
referential noun phrase, Horrocks (1987:111, 112, 113).
Bounding
Theory
This theory aimed at limiting the
displacement of constituents by transformational rule of move a.
According to Horrocks (1987) it is a
way of constraining the movement rule move-a. Horrocks
(1987:128), states that, bounding theory is concerned with the limitations to
be placed on the displacement of constituents by the transformational rule
schema move-α and its chief principle is subjacency. Subjacency may best be
thought of as a criteria property of move α. Movement rule within the GB theory
is assumed to following:
-
An extraction site i.e. where an element
is being removed
-
A landing site i.e. where the element
moved to
-
An intervening gap i.e. the space
between the extraction site and the landing site of an element.
-
Landing
Site
|
Intervening gap
|
Extraction site
|
Here,
move-α is defined as move any constituent from anywhere to land somewhere. In
other words, bounding theory does not only monitor the extraction and the
landing site for an element, but it also places a constraint and limit on the
element that can be moved, where it can be moved to and how far the element can
be moved. The original position of alpha movement is called an in-situ
position.
X
|
Y
|
α
|
WHP
|
XP
|
In-situ
position
|
The diagram says
move any element, which is represented with (α), from its in-situ position
regardless of variable X and Y to the left, right, beginning or end of a phrase
or sentence.
The basic idea advanced by bounding
theory is that no movement can move an element too far.
Control
Theory
Horrocks (1987: 31), in his
description of control theory, says that, it is one in which verbs take
infinitival complements that have null subject. They are understood as being
co-referential with an NP in the main clauses which is not overtly stated but
is represented by ‘PRO’. Similarly, it is concerned with the way in which
subjectless infinite structures are construed. It focuses on PRO, sometime
called “big PRO” to contrast it with PRO. PRO is restricted to the subject
position in non-finite clauses. The obvious property of PRO can be explained by
saying it must only occur when it’s not governed.
Chomsky (1986: 183) describes this
notion of PRO as ungoverned. Consequently, PRO can never have case (since it
has no governor). Let us consider the following examples to explain the above
theory.
1a. Tade promised his father he would buy the
bag
1b. Tade promised his father [PRO to buy the
bag]
PRO in the above example is controlled
by ‘TADE’ which is the subject of the main clause. PRO can only appear in the
subject position of non-finite clauses; it is banned from all object position
and from the subject position of finite clause as there is no governor for its
position.
Government
Theory
Yusuf (1998: 140) says government
theory is a principle theory in that, it is a long known fact of grammar that a
verb governs its object (where the object could be NP, PP, or CP) while the
pre/postposition governs its object also.
The implication of this is that, a
verb will govern the NP object that directly followed it, while a preposition
governs its own NP object. According to Chris (2000: 140) the theory is
concerned with the relationship between a head and its complements. It also
defines the relationship in other sub-theories. It established a set of items
that may govern other items and the second is to delimit the sphere of
influence of those items. Following Chomsky (1986b) and Sells (1985), we define
government theory as thus:
“α governs β if α m-commands (=
maximally commands) β (i.e. if α and β share the same maximal projection) and there is no γ, a barrier
for β, such that γ excludes α. α is a governor if α is an Xo in the
x-bar system (e.g. N, V, A, P, INFL)”
The
Xo governors (i.e. Noun, verb, adjective, preposition) are lexical
items which can function as the head of a construction. The INFL, though not a
lexical item is a governor because it assigns nominative case to the subject
NP.
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